Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christina Aldredge (Aldredge), currently associated with M. S. Howells & CO., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Aldredge recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on April 08, 2020.
The complaint alleges the firm failed to act on an account transfer form and follow directives.