Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Chay Lapin (Lapin), currently associated with Fnex Capital, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Lapin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $137,000.00 on June 04, 2024.
From investment activity in 2019, claimant alleges the following: failure to conduct reasonable due diligence, negligence, failure to disclose material facts, failure to conduct suitability, Failure to supervise, misrepresentation and omissions, breach of contract, breach of fiduciary duty