Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Chad Thuner (Thuner), currently associated with Lincoln Investment, has at least one disclosable event. These events include one customer complaint, alleging that Thuner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $400,000.00 on March 05, 2020.
Breach of Fiduciary Duty, Misrepresentation, violation of Indiana State Securities Laws.