Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Chad Spezia (Spezia), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Spezia recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on September 02, 2020.
The customer alleges failure to follow instructions in October 2019.