Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Chad Metzger (Metzger), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Metzger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $420,000.00 on April 18, 2023.
Plaintiff alleges registered representative and his assistant failed to transfer funds from Plaintiff’s now deceased husband’s account to a bank savings account jointly titled in the name of the Plaintiff and her now deceased husband.