Securities Lawyers Blog
The law offices of Gana Weinstein LLP represents investors in investment disputes with their financial advisors or brokerage firms, such as CG Compass (USA) LLC. Many investors do not recognize financial advisor misconduct when it happens, but there are steps that can be taken to recover investment losses. There are many different types of broker misconduct, including breach of fiduciary duty, failure to supervise, misrepresentation, and churning. The attorneys at Gana Weinstein LLP can analyze your investments to determine if there was actionable misconduct by the broker or brokerage firm.
CG Compass (USA) is a broker-dealer that sells corporate equity and debt securities, mutual funds, United States government securities, options, and private placements, clearing its customer accounts through Pershing on a fully disclosed basis. Formed in Delaware in 2003 and based on Madison Avenue in New York, the firm is owned by Compass Group Holdings and indirectly by Vinci Compass Investments, part of an investment group with affiliates across the United States and Latin America, including Brazil, Chile, Uruguay, Peru, Mexico, Colombia, and Argentina.
CG Compass (USA) LLC – By the Numbers: