Securities Lawyers Blog
Investors researching CFD Investments, Inc. often want to know about the firm’s regulatory history before deciding whether to speak with a lawyer. This page summarizes the FINRA disciplinary actions in which CFD Investments, Inc. was named. The securities fraud attorneys at Gana Weinstein LLP represent investors in claims against brokerage firms and financial advisors for investment fraud, unsuitable investment recommendations, excessive trading, and failure to supervise, and we can review the firm’s record together with your account statements to determine whether you have a claim.
CFD Investments is a broker-dealer offering equities, mutual funds, government securities, variable life insurance and annuities, and tax-advantaged investments, with clearing through National Financial Services. Incorporated in Indiana in 1986 and headquartered in Kokomo, the family-owned firm operates under common control with the registered investment adviser Creative Financial Designs.
CFD Investments, Inc. – By the Numbers: