Securities Lawyers Blog
The law offices of Gana Weinstein LLP represents investors in investment disputes with their financial advisors or brokerage firms, such as Cetera Wealth Services, LLC. Many investors do not recognize financial advisor misconduct when it happens, but there are steps that can be taken to recover investment losses. There are many different types of broker misconduct, including breach of fiduciary duty, failure to supervise, misrepresentation, and churning. The attorneys at Gana Weinstein LLP can analyze your investments to determine if there was actionable misconduct by the broker or brokerage firm.
Cetera Wealth Services, formerly known as Cetera Advisor Networks, is a full-service retail securities brokerage firm whose financial professionals offer commission-based brokerage services and fee-based advisory services to investors, including through bank investment programs. Part of the Cetera network of independent retail firms under common ownership, the firm is registered in all 50 states and lists its principal office in San Diego, California.
Cetera Wealth Services, LLC – By the Numbers: