Securities Lawyers Blog
Can I sue my brokerage firm? Investors with accounts at Ceros Financial Services, Inc. ask the investment dispute attorneys at Gana Weinstein LLP that question when their losses do not match the market. In most cases the answer runs through FINRA arbitration, where claims for unsuitable investments, negligence, and failure to supervise are heard. Our attorneys can review your accounts, explain your options, and pursue a FINRA arbitration claim against the brokerage firm when the facts support one.
Ceros Financial Services is a full-service brokerage and custody platform that provides trading, back-office systems, custody and wealth management solutions to independent registered investment advisers, hybrid advisors and investment management firms. Beginning brokerage operations in 1994 and acquired by DGB Holdings in 2019, the firm is headquartered in Rockville, Maryland, with an office in Norwalk, Connecticut, and operates affiliates Advisors Preferred and AtCap Partners.
Ceros Financial Services, Inc. – By the Numbers: