Articles Tagged with Centaurus Financial

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marcious Dickerson (Dickerson), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Dickerson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on February 02, 2021.

During the period March 23, 2020 through June 26, 2020, the customer alleges that the Registered Representative initiated several unauthorized trades.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marco Azizi (Azizi), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Azizi recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $65,000.00 on December 30, 2025.

The customers allege that on November 01, 2020, the Registered Representative recommended an unsuitable, high-risk, illiquid investment.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Wilmer Cordoba (Cordoba), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Cordoba recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $74,340.00 on February 18, 2021.

Claimante alleges, inter alia, misrepresentation with repect to selling options in June, 2020.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Chancellor (Chancellor), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Chancellor recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,000.00 on April 20, 2021.

Claimant alleges unsuitability of alternative investment which caused financial harm. The allegations include breach of fiduciary duty, violations of rules, and negligence.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gary Goldberg (Goldberg), currently associated with Centaurus Financial, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Goldberg recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on May 06, 2021.

During the period 2012 through April 2021, the customers allege that the Registered Representative recommended unsuitable, high-risk, illiquid investments.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Harold Martek (Martek), previously associated with Centaurus Financial, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Martek recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $150,000.00 on June 30, 2021.

The customers allege that the Registered Representative over concentrated the customer’s account(s) in unsuitable and illiquid investments. No dates are provided within the Statement of Claim.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bryon Martinsen (Martinsen), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Martinsen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $150,000.00 on November 10, 2025.

The customer alleges that in November 2017 and in December 2019, the Registered Representative recommended and misrepresented unsuitable, high-risk investments.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Burks (Burks), currently associated with Centaurus Financial, INC., has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Burks recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $80,000.00 on November 24, 2025.

The customer alleges that the Registered Representative recommended a speculative, illiquid investment. No specific dates for the alleged activity were identified in the Statement of Claim.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kenneth Mccabe (Mccabe), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Mccabe recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on December 22, 2025.

The customer alleges that on July 12, 2021, the Registered Representative recommended an unsuitable, high-risk, illiquid investment.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Young Kim (Kim), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kim recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $400,000.00 on July 23, 2021.

DURING THE PERIOD 2015 TO PRESENT, CUSTOMERS ALLEGE THAT THE REGISTERED REPRESENTATIVE RECOMMENDED UNSUITABLE AND ILLIQUID INVESTMENTS.

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