Centaurus Financial

There are Recent Customer Complaints with Broker John Hinck in Firm Centaurus Financial, INC.

November 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Hinck (Hinck), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hinck recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $80,000.00 on April 25, 2022.

During the period February 2008 through September 2014, the customer alleges that the Registered Representative recommended illiquid, unsuitable investments and breached his fiduciary duty.

Broker Edward Speas in Centaurus Financial, INC. Firm Has Customer Complaint

November 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edward Speas (Speas), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Speas recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 04, 2022.

The customer alleges that the Registered Representative recommended high-risk, high-commission/cost, unsuitable investments. No dates were provided in the Statement of Claim.

Broker Clovis Morrison in Centaurus Financial, INC. Firm Has Customer Complaint

November 21, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Clovis Morrison (Morrison), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Morrison recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on September 26, 2025.

The customer alleges that, the Registered Representative recommended and misrepresented illiquid Alternative investments. No specific dates for the alleged activity were identified in the Statement of Claim.

Broker Timothy Tremblay in Centaurus Financial, INC. Firm Has Customer Complaint

November 21, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Tremblay (Tremblay), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Tremblay recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00 on September 23, 2025.

The customers allege that the Registered Representative recommended unsuitable, high-risk, speculative, illiquid investments. No specific dates for the alleged activity were identified in the Statement of Claim.

There are Recent Customer Complaints with Broker Philip Board in Firm Centaurus Financial, INC.

November 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Philip Board (Board), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Board recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $60,000.00 on July 22, 2022.

During the period 2020 through the filing of this arbitration, the customers allege that the Registered Representative misrepresented an unsuitable high-risk, illiquid investment and breached his fiduciary duty.

Broker Richard Scheller in Centaurus Financial, INC. Firm Has Customer Complaint

November 6, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Scheller (Scheller), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Scheller recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $45,000.00 on September 06, 2022.

During 2015, the customer alleges that the Registered Representative recommended an unsuitable, high-risk or speculative and illiquid investment.

There are Recent Customer Complaints with Broker Steven Nielsen in Firm Centaurus Financial, INC.

October 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Nielsen (Nielsen), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Nielsen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $99,000.00 on September 08, 2025.

The customers allege that the Registered Representative gave an unsuitable investment recommendation. No specific dates for the alleged activity were identified in the Statement of Claim.

Broker Gary Sauve in Centaurus Financial, INC. Firm Has Customer Complaint

October 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gary Sauve (Sauve), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Sauve recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $95,000.00 on September 08, 2025.

The customers allege that in 2020, the Registered Representative recommended unsuitable, high-risk, investments.

Broker Loris Rose in Centaurus Financial, INC. Firm Has Customer Complaint

October 24, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Loris Rose (Rose), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Rose recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $25,000.00 on December 19, 2022.

During 2021, the customer alleges that the Registered Representative recommended a complex, high-risk and illiquid investment.

Broker Katherine Nishnic in Centaurus Financial, INC. Firm Has Customer Complaint

October 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Katherine Nishnic (Nishnic), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Nishnic recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $88,000.00 on April 27, 2023.

The customer alleges that in March of 2019, the Registered Representative recommended unsuitable, high-risk, speculative and illiquid investments and breached her fiduciary duty.