Securities Lawyers Blog
If you have lost money in your accounts at Celadon Financial Group LLC, you may be asking whether you can sue your financial advisor or your brokerage firm. The investment loss attorneys at Gana Weinstein LLP help investors answer that question every day. Brokerage firms are responsible for supervising their brokers, and when a firm fails to supervise, misrepresents an investment, or recommends unsuitable investments, the investor can file a FINRA arbitration claim to recover investment losses.
Celadon Financial Group is a full-service broker-dealer that offers equity and fixed income brokerage, municipal securities, options, mutual funds, variable annuities, underwriting and capital markets services. Formed in Delaware in 2009 as the successor to Securities and Investment Planning Company, the firm is headquartered in Morristown, New Jersey, and is registered in 35 states and territories.
Celadon Financial Group LLC – By the Numbers: