Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Catherine Mclarty (Mclarty), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mclarty recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $17,900.00 on June 11, 2025.
The client’s alleges advisor failed to follow instruction regarding allocation of funds.