Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cassidy Bearinger (Bearinger), currently associated with Principal Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Bearinger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $6,680.00 on March 06, 2026.
The client alleged that the registered representative did not enter his trade orders as requested.