Securities Lawyers Blog
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Candido Viyella (Viyella) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Viyella was employed by Morgan Stanley at the time of the activity. If you have been a victim of Viyella’s alleged misconduct our firm may be able to assist you in recovering funds.
FINRA BrokerCheck shows a final customer complaint on May 10, 2021.
Without admitting or denying the findings, Viyella consented to the sanction and to the entry of findings that he refused to appear for on-the-record testimony requested by FINRA in connection with its investigation into whether he participated in private securities transactions without providing prior written notice to his member firm.