Securities Lawyers Blog
Investors researching Cambridge Investment Research, Inc. often want to know about the firm’s regulatory history before deciding whether to speak with a lawyer. This page summarizes the FINRA disciplinary actions in which Cambridge Investment Research, Inc. was named. The securities fraud attorneys at Gana Weinstein LLP represent investors in claims against brokerage firms and financial advisors for investment fraud, unsuitable investment recommendations, excessive trading, and failure to supervise, and we can review the firm’s record together with your account statements to determine whether you have a claim.
Cambridge Investment Research is an independent broker-dealer and investment advisory firm that supports independent financial professionals with brokerage, advisory platforms, asset management and practice support for their clients. Founded in 1981 by Eric Schwartz and headquartered in Fairfield, Iowa, the firm is privately held and ranks among the largest independent broker-dealers in the United States.
Cambridge Investment Research, Inc. – By the Numbers: