Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Calvin Franklin (Franklin), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Franklin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on March 04, 2021.
Client alleged i made a poor recommendation that she surrender her variable annuity contract.