Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bruce Horek (Horek), previously associated with State Farm Vp Management Corp., has at least one disclosable event. These events include one customer complaint, alleging that Horek recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $7,500.00 on December 08, 2020.
The customer has expressed concern over the handling of a transaction that was requested on 9/10/2020 and was not completed until 9/22/2020. He states there was a approx $7,500 loss that he wants corrected.