Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bruce (brett) Emmeluth (Emmeluth), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Emmeluth recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on March 07, 2022.
The claimant seeks damages in this arbitration from First Financial Equity Corporation based on unsuitable investments advice given by Bruce Palmer Emmeluth.