Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brian Peers (Peers), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Peers recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $3,166,966.00 on March 24, 2026.
Claimants allege that they instructed their advisor to purchase $100,000 each in NVIDIA, Apple, and Broadcom on 3/24/2020, but he failed to execute the trades.