Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brian Lineberger (Lineberger), currently associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Lineberger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $163,105.00 on December 08, 2020.
Time Frame: January 13, 2020 to March 27, 2020 \<char_lb_r>\, The Trustees Attorney alleges the FA failed to reduce the equity stake in the account as instructed. He further alleges had the changes been implemented as requested, it would have insulated the client from subsequent downturn by a significant margin.