Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brian Homra (Homra), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Homra recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on November 13, 2020.
Claimant alleges various claims arising from the registered representative’s purported failure to follow the claimant’s investment instructions in April 2020.