Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brian Bishop (Bishop), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Bishop recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on June 13, 2022.
Claimant alleges that during the time period October 2017 to November 2020, representative consolidated funds into an account without consulting with the accountholder as to whether changes should be made to the beneficiary elections.