Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brenda Stone (Stone), previously associated with Allstate Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Stone recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $7,000.00 on October 20, 2021.
Customer alleges that representative did not invest her monies into a growth fund after her account was transferred to a new custodian. Customer alleges she has lost between $7,000 and $10,000 in missed earnings as the money remained in a money market fund for the past 19 months. Activity period is April 2020 to present.