Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brandon Leblanc (Leblanc), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Leblanc recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $25,000.00 on December 18, 2023.
The customers alleged that their advisor placed them in unsuitable investments and failed to inform or obtain permission to change the client’s Model Wealth Portfolio (‘MWP’) investment objectives. (11/30/21-11/03/22)