Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brady Lipp (Lipp), currently associated with Ni Advisors, has at least one disclosable event. These events include one customer complaint, alleging that Lipp recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00 on March 23, 2026.
Claimants purport loss of their monies invested due to fraud and negligent supervision.