Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bradley Secord (Secord), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Secord recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on September 26, 2025.
Plaintiff alleges the FA made misrepresentations and omissions that permitted accounts to be reduced to a zero balance by 2017 without notice to or knowledge of the Plaintiff account holder.