Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bradley Bowman (Bowman), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Bowman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on March 19, 2024.
Estate co-executor alleges representative recommended unsuitable investments to his now-deceased father-in-law some time prior to 2014.