Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Borami Yoon (Yoon), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Yoon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $200,000.00 on June 20, 2024.
Claimant alleged, inter Alia, misrepresentation with respect to investments -Dec 2020 through May 2021.