Securities Lawyers Blog
Our law firm represents individual and institutional investors that have been mistreated by their brokers and brokerage firms, such as Bolt-X LLC. Many investors do not recognize broker misconduct in their accounts, and those that do are often hesitant to seek help. Broker misconduct spans many issues that violate industry rules, including unauthorized trading, breach of fiduciary duty, unsuitable asset allocation, and churning. The attorneys at Gana Weinstein LLP can analyze your accounts and investments to determine if there was misconduct in the handling of your account.
Bolt-X is a broker-dealer that provides market access and execution services to broker-dealers, institutional customers, and professional traders, makes markets in Nasdaq-listed securities, conducts agency trading in corporate and Treasury bonds, and arranges repurchase agreements on an agency basis. Formerly known as Dart Executions and formed in Delaware in 2006, the Chicago-based firm is controlled by Sumo Holdings and shares common control with Sumo Investment Management, Rapid Execution Services, and Sumo Capital.
Bolt-X LLC – By the Numbers: