Securities Lawyers Blog
We represent clients of financial advisors and brokerage firms in investment disputes against their firms, such as BNY Mellon Capital Markets, LLC. Our services cover a wide spectrum of broker misconduct, including unsuitable investments, failure to supervise, and losses in various investment products. Our firm can analyze your brokerage accounts, determine the extent of your investment losses, and understand the issues and remedies available.
BNY Mellon Capital Markets, LLC is the broker-dealer of BNY that provides securities underwriting, distribution, and trading, with a focus on fixed income execution and access to more than 60 bond markets. Formed in Delaware in 1999, the firm is an indirect wholly owned subsidiary of The Bank of New York Mellon Corporation and clears most transactions through its affiliate Pershing LLC.
BNY Mellon Capital Markets, LLC – By the Numbers: