Securities Lawyers Blog
A concentrated investment portfolio, a failure to diversify, or an investment with far more risk than the investor understood are common causes of large investment losses. The broker negligence attorneys at Gana Weinstein LLP help investors at firms such as Blue Ocean Ats determine whether their financial advisor breached the duty to recommend suitable investments and, when the advisor did, pursue recovery through FINRA arbitration.
Blue Ocean ATS operates an alternative trading system for overnight trading of United States NMS stocks from 8 PM to 4 AM Eastern Time, Sunday through Thursday, giving brokers and investors in Asia and elsewhere access to United States equities outside regular market hours. Organized in Delaware in 2019 and headquartered in West Palm Beach, Florida, the firm is owned by Blue Ocean Technologies and has expanded through partnerships with brokers in South Korea, Hong Kong and other Asia Pacific markets.
Blue Ocean Ats – By the Numbers: