Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Blake Hammer (Hammer), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hammer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on December 20, 2022.
CLIENT ALLEGED THAT HIS INSTRUCTIONS ON HOW TO INVEST THE FUNDS IN HIS MANAGED ACCOUNT WERE NOT FOLLOWED. DAMAGES UNSPECIFIED 2015-2022