Securities Lawyers Blog
Elder financial abuse, unauthorized trading, churning, and broker theft are among the most serious forms of broker misconduct, and they can occur at brokerage firms of every size. The investor attorneys at Gana Weinstein LLP represent individuals and families who have suffered investment losses because of a dishonest or negligent financial advisor, including customers of firms such as Betterment Securities. We review account activity, identify misconduct, and bring FINRA arbitration claims to recover what was lost.
Betterment Securities is the broker-dealer affiliate of Betterment, providing brokerage, execution, and custody services for the company’s digital investing, retirement, cash management, and 401(k) offerings. Its parent Betterment was founded in 2008 by Jon Stein and Eli Broverman, is headquartered in New York City, and serves more than one million customers.
Betterment Securities – By the Numbers: