Securities Lawyers Blog
Our law firm represents individual and institutional investors that have been mistreated by their brokers and brokerage firms, such as Berthel, Fisher & Company Financial Services, Inc.. Many investors do not recognize broker misconduct in their accounts, and those that do are often hesitant to seek help. Broker misconduct spans many issues that violate industry rules, including unauthorized trading, breach of fiduciary duty, unsuitable asset allocation, and churning. The attorneys at Gana Weinstein LLP can analyze your accounts and investments to determine if there was misconduct in the handling of your account.
Berthel, Fisher and Company Financial Services is an independent broker-dealer offering investment products and advisory services along with practice management, compliance, and succession planning support for financial professionals, alongside affiliated advisory and insurance units. Founded in 1985 by Tom Berthel and Fred Fisher, the firm is headquartered in Cedar Rapids, Iowa, as a subsidiary of Berthel Fisher and Company, and it serves financial professionals nationwide after growing through acquisitions of representative groups in Iowa, Ohio, and Texas.
Berthel, Fisher & Company Financial Services, Inc. – By the Numbers: