Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Juergen Weber (Weber), previously associated with Benjamin & Jerold Brokerage I, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Weber recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $150,000.00 on July 06, 2020.
Weber was named in a customer complaint that asserted the following causes of action: violation of FINRA suitability rules; violation of FINRA Rule 2010; breach of fiduciary duty; and violation of California Elder Abuse and Dependent Adult Civil Protection Act.