Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bart Jones (Jones), previously associated with Pruco Securities, LLC., has at least one disclosable event. These events include one customer complaint, alleging that Jones recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on May 06, 2026.
Customer alleges the registered rep, who was her then son in law, made unauthorized changes to her policies without her knowledge or consent.