Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Barbara Wooden (Wooden), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Wooden recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on June 06, 2025.
Plaintiff alleges that the investment recommendations made were unsuitable.