Securities Lawyers Blog
Elder financial abuse, unauthorized trading, churning, and broker theft are among the most serious forms of broker misconduct, and they can occur at brokerage firms of every size. The investor attorneys at Gana Weinstein LLP represent individuals and families who have suffered investment losses because of a dishonest or negligent financial advisor, including customers of firms such as Banyan Securities, LLC. We review account activity, identify misconduct, and bring FINRA arbitration claims to recover what was lost.
Banyan Securities is a broker-dealer that handles retail brokerage of over-the-counter equities, corporate debt, United States government securities and options, along with proprietary trading, with clearing and custody provided by National Financial Services. Formed as a California limited liability company in 1996, the firm is based in Larkspur, California, and is a member of NYSE Arca and Nasdaq.
Banyan Securities, LLC – By the Numbers: