Securities Lawyers Blog
The securities lawyers at Gana Weinstein LLP represent investors who have been mistreated by their brokers and suffered investment losses. Our firm is experienced in bringing claims against brokerage firms, such as Axos Clearing LLC, to hold Wall Street responsible for their misconduct. When a client contacts our firm they can expect that our attorneys will have the knowledge and ability to evaluate the potential claims and analyze their trading activity for red flags of misconduct. Our consultations are designed to help provide clients with all available options.
Axos Clearing is a clearing and custody firm that provides clearing, settlement, custody, securities and margin lending, brokerage platforms, and technology services to independent broker-dealers and registered investment advisors. Formerly known as COR Clearing and originally spun off from Mutual of Omaha in 2002 as Legent Clearing, the Omaha, Nebraska based firm became a subsidiary of NYSE-listed Axos Financial in 2019 and is registered as a broker-dealer in all 50 states.
Axos Clearing LLC – By the Numbers: