Securities Lawyers Blog
The investment lawyers at Gana Weinstein LLP have experience helping investors determine whether their portfolio losses at investment firms, such as Axiom Capital Management, Inc., were caused by broker misconduct. There are many different ways that your broker can impermissibly drain your accounts. Our attorneys can help you understand the cause of your investment losses, uncover misconduct, and apply the law to hold accountable those responsible.
Axiom Capital Management is an introducing broker-dealer that provides retail brokerage in stocks, bonds, options, Treasuries, municipal and corporate debt, mutual funds and new issues, along with private placement capital raising for private companies and optional advisory services. Organized in Delaware in 1990, the firm is headquartered at 350 Fifth Avenue in New York City and clears its trades through a third-party clearing firm.
Axiom Capital Management, Inc. – By the Numbers: