Securities Lawyers Blog
If you have lost money in your accounts at Avenue Securities LLC, you may be asking whether you can sue your financial advisor or your brokerage firm. The investment loss attorneys at Gana Weinstein LLP help investors answer that question every day. Brokerage firms are responsible for supervising their brokers, and when a firm fails to supervise, misrepresents an investment, or recommends unsuitable investments, the investor can file a FINRA arbitration claim to recover investment losses.
Avenue Securities is a broker-dealer that offers self-directed online brokerage accounts for retail investors to trade stocks, ETFs, mutual funds and bonds through its website and mobile app, along with educational content on financial markets. Organized in Delaware in 2017 and based in Miami, the firm primarily serves Brazilian investors seeking access to United States markets, and Brazilian bank Itau Unibanco agreed in 2022 to acquire a controlling stake in its parent company.
Avenue Securities LLC – By the Numbers: