Securities Lawyers Blog
If you have lost money in your accounts at Arcadia Securities, LLC, you may be asking whether you can sue your financial advisor or your brokerage firm. The investment loss attorneys at Gana Weinstein LLP help investors answer that question every day. Brokerage firms are responsible for supervising their brokers, and when a firm fails to supervise, misrepresents an investment, or recommends unsuitable investments, the investor can file a FINRA arbitration claim to recover investment losses.
Arcadia Securities is a broker-dealer that provides brokerage services through cash, margin, and option accounts along with investment banking through private placements and underwritten offerings for individuals, trusts, estates, and retirement plans. Organized in New York in 1997, the firm is based in New York City and holds client accounts with Pershing or Wedbush as qualified custodians.
Arcadia Securities, LLC – By the Numbers: