Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker April Pruitt (Pruitt), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Pruitt recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $10,000.00 on April 28, 2025.
Power of attorney for client alleges the financial advisor misrepresented the tax implications from liquidating an annuity. POA alleges the client would not have liquidated the annuity or attempted to liquidate to harvest losses but for this advice and is requesting compensation.