Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Anthony Mitus (Mitus), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Mitus recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on November 26, 2025.
Client alleges misrepresentation with respect to ubti tax liability he incurred on master limited partnerships sold in his ira when he transferred them into morgan stanley 2024-2025