Articles Tagged with Anthony Jovanovich

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Currently financial advisor Anthony Jovanovich (Jovanovich), currently employed by brokerage firm LPL Financial LLC has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as direct participation products (DPPs) like business development companies (BDCs), non-traded real estate investment trusts (REITs), oil & gas programs, annuities, and private placements.  The attorneys at Gana Weinstein LLP have represented hundreds of investors who suffered losses caused by these types of high risk, low reward products.

FINRA BrokerCheck shows a pending customer complaint on March 20, 2025.

Claimants allege that between June 2012 and June 2023, representative made unsuitable investments in REITs.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Anthony Jovanovich (Jovanovich), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Jovanovich recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $9,107.16 on December 18, 2023.

[REDACTED], on behalf of her mother, alleges Mr. Jovanovich and his colleague misrepresented the REIT investment recommended stating that clients could earn 7% monthly dividend with no downside. It was further alleged that the investments in Guggenheim UITs were not suitable with the clients conservative objective, that these investments were very risky, not diversified, and resulted in large losses.

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