Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Anthony Dilullo (Dilullo), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Dilullo recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $750,000.00 on October 16, 2024.
Customer alleges that investments made from November of 2018 to October 2021 were unsuitable for the customer’s investment objectives and risk tolerance.