Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Anna Lucas (Lucas), currently associated with Thrivent Investment Management INC., has at least one disclosable event. These events include one customer complaint, alleging that Lucas recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $7,342.52 on October 29, 2025.
Customer alleged the Variable Universal Life (VUL) contract issued in August 2022 was not suitable.