Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Angelo Vitale (Vitale), previously associated with Alexander Capital, L.p., has at least one disclosable event. These events include one customer complaint, alleging that Vitale recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $388,058.00 on March 09, 2020.
Time frame: unspecified. Claimant alleges unsuitability, breach of contract, breach of fiduciary duty.