Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Angela Schueman (Schueman), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Schueman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $93,231.00 on June 08, 2022.
Claimant alleges representative’s recommendation to withdraw funds from an annuity caused Claimant financial harm. Time period: August 2018 to July 2020.