Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Raskin (Raskin), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Raskin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on June 07, 2021.
The customer alleges that unsuitable advice was rendered regarding a loan management account in February of 2020.